REMS Assessments: Designing and Evaluating REMS

by Karen Lenoir
May 26th, 2010

Sponsors are struggling with how to adapt research survey methods to meet the regulatory reporting standards of REMS assessments.  Assessments need to be designed in a way that measure risk mitigation.  Reports and interpretation of findings are highly qualitative and declarations of success may be inconsistent with those findings.

REMS assessments should be designed in a meaningful manner for measuring specific objectives.  It’s important to start with a rational design – balance the interests of regulators, customers, and manufacturers.  The design should be evidence-based and include end users in the design process.  Consider the following when designing and evaluating a REMS:

  • Baseline testing – Test for utility
    • Does the patient comprehend the contents of the MedGuide as written?
    • Will the stakeholders accept the proposed elements or systems?
    • Validate the survey – Are the questions clear?
    • What is the degree of difficulty in achieving a targeted level of performance?
    • Beta test the system – Are the operating parameters functional?
  • Program implementation – An opportunity for Sponsors to proactively track and gauge indicators of progress -
    • Reach – Am I getting the message out to the targeted audiences as planned?
    • Distribution – Are REMS materials being disseminated, downloaded, distributed, and/or advertised as planned?
    • Compliance – Are we doing what we said we would do or are stakeholders doing what they are supposed to do?
    • Performance – Is there early awareness of the program?  If the program is not being implemented as planned, early corrective actions such as voluntary non-REMS tactics can be considered to achieve assessment targets.
  • Stakeholder adoption – It’s important that stakeholders aren’t burdened with the REMS program.  The REMS needs to be easily integrated into the workflow of the physician’s office.  A few methods to help ensure adoption include -
    • Ethnographic research – trained observers map incorporation or adaptations of REMS materials and processes in practice
    • Stakeholder audits – chart reviews for evidence of REMS implementation and adherence
    • Expert panels – gain feedback and advice from experienced users about improvements to REMS elements or processes
  • REMS assessment survey – An assessment of the effectiveness of REMS programs in achieving their goals by measuring stakeholder (patients, healthcare professionals) knowledge and understanding of the serious risks associated with a product.  Elements of an assessment include the plan, protocol, and survey.
  • Safety surveillance – Outside of REMS assessment – Sponsors are required to report serious adverse events.  Other surveillance may include targeted questionnaires, claims data analysis, and monitoring of literature.

Go beyond regulatory obligations – use your REMS assessment as a tool to guide a successful REMS program design.  The value of voluntarily assessing more parameters more often cannot be overstated.

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